Revisions to Rule 144 have been adopted by the Commission; which will take effect February 15, 2008. Please see the attachments for a summary of changes and the SEC release.
Welcome to your comprehensive source for restricted stock sale legal opinions. We are dedicated to providing timely service to help you process and sell restricted securities pursuant to Rule 144 promulgated under the Securities Act of 1933, which is a "safeharbor" exemption from registration requirments. Rule 144 is the exemption of choice relied upon in order to properly process your restricted stock sales into the public markets.
Our law firm focuses its services on securities regulation and compliance, including the routine preparation of legal opinions pursuant to Rule 144. Throughout our law firm's site, you will find plain English explanations of how a Rule 144 restricted stock resale transaction is processed, the necessary forms, information, and resources. Since most selling shareholders and their brokers request our legal opinions immediately, for effeciency, we have also added the capability to submit payments for our legal opinions through our online services.
Our legal opinions are issued by a securities attorney with 28 years of experience and considerable involvement in securities regulatory filings, broker-dealer regulation, securities litigation and investment banking activities. We understand the complexities inherent in securities transactions and always welcome our clients' comments, questions or concerns.
In addition to our legal opinions, please visit us at our sister sites including Capstone Partners, L.C., a FINRA registered broker-dealer, and the Law Office of Gregory Bartko, LLC.
This web site is designed for general information only. The information presented at this site should not be construed to be formal legal advice nor the formation of a lawyer/client relationship. Persons accessing this site are encouraged to seek independent counsel for advice regarding their individual legal issues.
